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Note: whether a client is defined as "Qualified" or not only determines the potential use of a performance fee with Upslope. A "Qualified Client" is defined under the Investor Advisers Act of 1940 as a person with either: (a) a net worth (excluding value of primary residence) of more than $2.1 million, or (b) at least $1 million of assets under management with the client’s adviser.

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